Series 63 Exam

The Series 63 exam, along with the Series 7 and Series 6, is required if you want to work in the brokerage industry.

About the Series 63

The Series 63 is focused primarily on ethics and fiduciary obligations – making sure you know the complete ins and outs of how to ethically sell investment products like stocks and mutual funds to a consumer.

Because of its focus on Ethics, passing the Series 63 is highly desirable for all kinds of financial institutions. The exam itself is 75 minutes long with 60 multiple-choice questions – so you need to be able to answer everything quickly to get a passing score.



If you want to launch your career in the brokerage industry, passing the Series 63 is absolutely essential.

Series 63 Review Course and Practice Exams

One of the most popular Series 63 Review Courses is offered by Wiley Efficient Learning.

Why is Wiley your best choice?

When it comes to the Securities Licensing Exam, you need to pass. That’s it. Wiley delivers what you need to know to score high on the test without overwhelming you or breaking the bank.

Comprehensive materials help you pass the first time

We’ve designed our Wiley Securities Licensing materials to let you build and fine-tune your knowledge of all areas covered in the exam and to ensure that you’re prepared mentally and strategically to take the test. Our materials include everything you need including:

  • Digital and print study guides
    with dozens of examples
  • Assorted practice questions for each
    subject area covered in the exam
  • Priceless test-taking tips
    and strategies
  • Helpful hints on how to study for the test,
    manage stress, and stay focused
  • Test bank with questions that are similar
    to those on the actual exam
  • And much more.

Practice to pass

At Wiley we know that practice makes perfect. So each comprehensive study package includes access to an online test bank.

Hundreds of questions help reinforce essential and prepare you for the test by practicing questions similar to those you’re likely to see on the actual exam.

Better in more ways that just price

Yes, other test prep providers offer to help you study for the Securities Licensing Exam. But you shouldn’t have to pay such a high rpice for an overwrought review course with materials that are out-of-date. At Wiley we review and update our materials annually so that you can be assured you have what you need to pass with flygin colors. We’re not just cheaper, we’re better.


Series 63 Exam Study Guide

Ace Your Series 63 State Law Exam

Passing the Series 63 Exam (Uniform Securities Agent State Law) is essential for securities professionals requiring state registration. Comprehensive preparation covering NASAA regulations and ethical standards is critical for success on this challenging test.
To ensure you grasp the necessary rules and concepts, we recommend the Series 63 Exam Secrets Study Guide for $46.99.

This comprehensive guide helps you:

  • Master State Securities Law: Understand key concepts in agent/firm registration, state regulations, ethics, and administrative provisions.
  • Detailed Explanations: Grasp the reasoning behind answers with in-depth explanations for included practice questions.
  • Test Your Knowledge: Assess your readiness with comprehensive practice test questions designed to mirror the actual exam format.
  • Efficient Review: Benefit from easy-to-read summaries highlighting the critical information and vocabulary needed to pass.
  • Logical Structure: Navigate complex state law (“Blue Sky Law”) concepts easily with a clear and organized layout.

Get Series 63 Prep Guide on Amazon

Series 63 Exam Study Guide

Disclosure: As an Amazon Associate, we earn from qualifying purchases.

Additional Series 63 Review Courses

Cover of Kaplan Series 63 License Exam Manual

Kaplan Series 63 License Exam Manual, 8th Edition

$14.98

Prepare effectively for the Series 63 state law exam with Kaplan’s comprehensive manual, offering content based on the NASAA outline, broken into digestible units with practice quizzes and reference tools.

Learn More
Cover of Series 63 Exam Flashcard Study System by Momentrix

Series 63 Exam Flashcard Study System

$53.34

Reinforce your Series 63 knowledge using this flashcard system, designed for effective spaced repetition learning and reviewing critical concepts across all exam sections anytime, anywhere.

Learn More
Cover of Series 63 Practice Test Exam Book

Series 63 Practice Test: 4 Full-Length Simulated Tests

$9.99

Assess your Series 63 exam readiness with four full-length practice tests (240 questions total) featuring detailed explanations and test-taking strategies to build confidence and mastery.

Learn More